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Anti-Money Laundering Policy Manual

Do you need a policy to address the implementation of Anti-Money Laundering strategies and Suspicious Activity Reporting? This comprehensive policy manual from AllRegs addresses the requirements of Nonbank RMLOs required by the United States Bank Secrecy Act, USA PATRIOT Act and related regulations as they put their new program into practice. All businesses of any size or structure can make use of this flexible policy which lends itself to deeper implementation as your organization grows.


Overview

Get a jump start on this wide-sweeping policy area, create documentation, and build accountability with the AllRegs Anti-Money Laundering for Nonbank RMLO Policy Manual.

This Policy Manual features sections on the following:

  • Statutes and Regulatory Requirements of
    • Residential Mortgage Lenders and Originators (defined)
    • SAR Filing, SAR Filing System
    • Supervisory User Responsibilities
    • Discrete Filing, Batch Filing
    • Status Tracking, Filing Acknowledgements, E-Filing Alerts, Secure Messaging
    • Exemptions
  • Anti-Money Laundering and Red Flags
  • SAR Reporting
  • Sharing AML Information
  • OFAC and Customer Identification Program requirements under the USA PATRIOT Act

This Anti-Money Laundering Policy Manual covers the following topics:

  • Introduction
  • Accountability and Monitoring
  • Staff and Training
  • Statutes and Regulations
  • Suspicious Activity Reporting (SAR)
  • SAR Filing System
  • AML Red Flags
  • Sharing AML Information
  • Office of Foreign Asset Control
  • Appendix

Benefits

The policy features the following benefits:

  • Complete AllRegs Anti-Money Laundering for Nonbank RMLO Policy Manual, saving you development time and resources
  • Get a head start with well-designed and compliant base policy delivered via email within one business day after purchase
  • Formatted in an Microsoft Word file
  • Meet your regulatory or internal compliance requirements
  • Affordable one-time purchase fees

Optional Services

Maintenance: Receive regular and ongoing industry updates to keep your policy within regulatory requirements.

Publishing: Publish your manual, including your company procedures, in AllRegs Online to complete your policy manual solution.

Contact your account manager for information regarding these optional services!

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