Risk Assessment and Management Policy Manual

The Consumer Financial Protection Bureau calls for mortgage bankers, lenders, servicers, and other industry participants to implement risk management mechanisms for compliance with consumer protection laws.

AllRegs' Risk Assessment and Management Policy Manual provides industry participants with a roadmap for implementing an effective risk management strategy that can be used to navigate business risks.  This guide explores various types of risk, identifies tools for establishing a risk appetite, and provides strategies for measuring risk. This policy also offers various tools used in risk assessment, including a Cybersecurity Assessment Tool.


AllRegs' comprehensive Risk Assessment and Management Policy Manual will save you development time and resources. The policy includes direction for policy governance; identification or risk types, aids in determining risk appetite for business operations, and provides guidance for measuring and monitoring risk within various business functions - spelled out clearly in an understandable format for everyone in your organization.

The following agencies and organizations require the implementation of this policy:

  • CFPB
  • Fannie Mae
  • Freddie Mac
  • Ginnie Mae
  • HUD


The Risk Assessment and Management Policy Manual features the following benefits:

  • Supports strong operational preparedness
  • Establishes staff training requirements
  • Defines roles and responsibilities
  • Helps meet regulatory and internal compliance requirements
  • Allows policy revisions to fit your business model
  • Delivered via email within one business day

Optional Services

Maintenance: Receive regular and ongoing industry updates to keep your policy within regulatory requirements.

Publishing: Publish your manual, including your company procedures, in AllRegs Online to complete your policy manual solution.

Contact your account manager for information regarding these optional services!

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